Filed October 18, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 84-1532243 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $175,052 |
UBS FINANCIAL SERVICES INC2 years Service code 27 · EIN 13-2638166 315 DEADERICK ST · NASHVILLE, TN 37238 | Advisory (Plan) | $50,000 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $22,698 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,590 | $46,219-23.0% | $89,435-60.2% | $90,274-60.6% |
| Participation rate | 44.8% | 44.9%0pp | 68.0%-23.1pp | 73.4%-28.5pp |
| Annual return | 14.84% | 25.71%-10.9pp | 245.55%-230.7pp | 53.97%-39.1pp |
| Employer contribution / active EE | $0 | $953-99.9% | $2,587-100.0% | $2,523-100.0% |
| Participant deferral / active EE | $1,469 | $2,136-31.2% | $3,890-62.2% | $4,231-65.3% |
| Admin fee / account holder | $101 | $147-31.1% | $4,884-97.9% | $114-11.3% |