Filed January 7, 2026
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| Provider | Service type | Compensation |
|---|---|---|
Service code 99 · EIN 71-0294708 | Other Fees | $53,528 |
LPL FINANCIAL2 years Filed as: KMS FINANCIAL SERVICES INC. Service code 99 · EIN 91-0850651 | Other Fees | $34,097 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,616 | $52,293-39.5% | $178,503-82.3% | $73,412-56.9% |
| Participation rate | 50.4% | 65.3%-15.0pp | 81.9%-31.5pp | 72.2%-21.8pp |
| Annual return | 14.83% | 34.75%-19.9pp | 151.12%-136.3pp | 59.30%-44.5pp |
| Employer contribution / active EE | $982 | $1,736-43.5% | $5,011-80.4% | $2,234-56.1% |
| Participant deferral / active EE | $2,320 | $2,333-0.6% | $5,202-55.4% | $3,806-39.1% |
| Admin fee / account holder | $159 | $127+25.1% | $13,987-98.9% | $158+0.9% |