Filed December 10, 1990
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $297,038 |
BRANDES INVESTMENT PARTNERS2 years Filed as: BRANDES INVESTMENT PARTNERS LP Service code 26 · EIN 33-0704072 | Advisory (Participants) | $282,922 |
MADISON INVESTMENT ADVISORS2 years Filed as: MADISON PARK ADVISORS, LLC Service code 26 1201 3RD AVENUE, STE 5040 · SEATTLE, WA 98101 | Advisory (Participants) | $56,713 |
Filed as: NORTHWESTERN MUTUAL FINANCIAL Service code 53 601 UNION STREET, SUITE 2500 · SEATTLE, WA 98101 | Insurance Commissions | $40,371 |
AMERICAN FUNDS4+ years Filed as: SONATA CAPITAL GROUP Service code 26 · EIN 91-2035283 2001 6TH AVE · SEATTLE, WA 98101 | Advisory (Participants) | $26,892 |
UBS FINANCIAL SERVICES INC4+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $25,626 |
Filed as: MERRILL LYNCH Service code 26 · EIN 13-3266276 | Advisory (Participants) | $17,775 |
TD AMERITRADE, INC.3 years Filed as: TD AMERITRADE INC. Service code 19 · EIN 47-0533629 | Securities Custodian | $13,873 |
Filed as: FIRST REPUBLIC INV COMPANY Service code 26 111 PINE STREET · SAN FRANCISCO, CA 94111 | Advisory (Participants) | $13,149 |
Filed as: JEFFERSON PILOT SECURITIES CORPORAT Service code 26 359 BEL MARIN KEYS BLVD, STE 28 · NOVATO, CA 94949 | Advisory (Participants) | $12,704 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $273,020 | $88,874+207.2% | $123,553+121.0% | $75,289+262.6% |
| Participation rate | 95.2% | 75.9%+19.3pp | 82.3%+12.9pp | 72.4%+22.8pp |
| Annual return | -3.36% | 4.22%-7.6pp | 119.21%-122.6pp | -0.04%-3.3pp |
| Employer contribution / active EE | $9,588 | $3,256+194.5% | $4,628+107.2% | $2,405+298.7% |
| Participant deferral / active EE | $9,613 | $6,174+55.7% | $6,426+49.6% | $3,739+157.1% |
| Admin fee / account holder | $597 | $95+531.4% | $9,284-93.6% | $102+483.5% |