Filed December 10, 1990
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $421,899 |
BRANDES INVESTMENT PARTNERS2+ years Service code 26 · EIN 33-0704072 | Advisory (Participants) | $240,515 |
INVESCO2+ years Filed as: INVESCO INTERNATIONAL Service code 26 · EIN 32-6065438 | Advisory (Participants) | $214,168 |
DA DAVIDSON & CO1 year Filed as: D. A. DAVIDSON & COMPANY Service code 26 · EIN 81-0139474 | Advisory (Participants) | $44,811 |
Filed as: CONCERT WEALTH MANAGEMENT INC. Service code 26 1202 3RD AVENUE, SUITE 5040 · SEATTLE, WA 98101 | Advisory (Participants) | $42,018 |
Filed as: NORTHWESTERN MUTUAL FINANCIAL Service code 53 601 UNION STREET, SUITE 2500 · SEATTLE, WA 98101 | Insurance Commissions | $32,983 |
TD AMERITRADE, INC.1 year Filed as: TD AMERITRADE INC. Service code 59 · EIN 47-0533629 | Shareholder Servicing | $18,486 |
AMERICAN FUNDS2+ years Filed as: SONATA CAPITAL GROUP Service code 26 · EIN 91-2035283 2001 6TH AVE · SEATTLE, WA 98101 | Advisory (Participants) | $18,151 |
Filed as: MERRILL LYNCH Service code 26 · EIN 13-3266276 | Advisory (Participants) | $15,916 |
CARRET ASSET MANAGEMENT1 year Filed as: CARRET ASSET MANAGEMENT LLC Service code 26 · EIN 55-0863498 | Advisory (Participants) | $14,345 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $269,103 | $85,635+214.2% | $123,892+117.2% | $63,975+320.6% |
| Participation rate | 93.9% | 74.9%+18.9pp | 81.4%+12.5pp | 71.1%+22.7pp |
| Annual return | 7.34% | 15.74%-8.4pp | 47.52%-40.2pp | 48.65%-41.3pp |
| Employer contribution / active EE | $9,594 | $3,076+211.8% | $4,617+107.8% | $2,182+339.7% |
| Participant deferral / active EE | $9,191 | $5,667+62.2% | $5,984+53.6% | $3,356+173.8% |
| Admin fee / account holder | $813 | $75+985.9% | $8,357-90.3% | $70+1054.9% |