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| Provider | Service type | Compensation |
|---|---|---|
Service code 19 1201 THIRD AVE, STE 5040 · SEATTLE, WA 98101 | Securities Custodian | $49,609 |
MORGAN STANLEY SMITH BARNEY5+ years Filed as: MORGAN STANLEY WEALTH MANAGEMENT Service code 19 601 UNION ST, STE 2900 · SEATTLE, WA 98101 | Securities Custodian | $37,877 |
HALBERT HARGROVE GLOBAL ADVISORS5+ years Filed as: HALBERT HARGROVE GLOBAL ADVISORS LL Service code 19 · EIN 33-0804608 | Securities Custodian | $15,690 |
NORTHWEST PLAN SERVICES, INC.5+ years Service code 15 · EIN 91-2090931 | Recordkeeping | $13,860 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB BANK Service code 26 · EIN 42-1558009 | Advisory (Participants) | $12,532 |
MARIN FINANCIAL ADVISORS1 year Filed as: MARIN FINANCIAL ADVISORS LLC Service code 19 · EIN 38-3718954 | Securities Custodian | $9,408 |
BAIRD FUNDS1 year Filed as: ROBERT W. BAIRD & CO., INC. Service code 19 · EIN 39-6037917 | Securities Custodian | $6,747 |
WELLS FARGO BANK, N.A.5+ years Filed as: WELLS FARGO ADVISORS Service code 19 · EIN 23-2384840 | Securities Custodian | $5,977 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $344,448 | $89,652+284.2% | $141,197+143.9% | $65,186+428.4% |
| Participation rate | 95.2% | 74.7%+20.5pp | 82.5%+12.7pp | 70.2%+25.0pp |
| Annual return | 22.00% | 32.79%-10.8pp | 71.41%-49.4pp | 29.39%-7.4pp |
| Employer contribution / active EE | $13,793 | $3,065+350.1% | $4,736+191.2% | $2,177+533.7% |
| Participant deferral / active EE | $10,289 | $5,691+80.8% | $6,710+53.3% | $3,514+192.8% |
| Admin fee / account holder | $823 | $569+44.8% | $10,265-92.0% | $847-2.9% |