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| Provider | Service type | Compensation |
|---|---|---|
CONCERT WEALTH MANAGEMENT2+ years Filed as: CONCERT WEATLTH MANAGEMENT Service code 19 1201 THIRD AVE, STE 5040 · SEATTLE, WA 98101 | Securities Custodian | $34,020 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY WEALTH MANAGEMENT Service code 19 601 UNION ST, STE 2900 · SEATTLE, WA 98101 | Securities Custodian | $18,536 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 26 · EIN 42-1558009 | Advisory (Participants) | $13,246 |
WELLS FARGO BANK, N.A.2+ years Filed as: WELLS FARGO ADVISORS Service code 19 · EIN 23-2384840 | Securities Custodian | $12,797 |
HALBERT HARGROVE GLOBAL ADVISORS2+ years Filed as: HALBERT HARGROVE GLOBAL ADVISORS LL Service code 19 · EIN 33-0804608 | Securities Custodian | $11,548 |
NORTHWEST PLAN SERVICES, INC.2+ years Service code 15 · EIN 91-2090931 | Recordkeeping | $10,670 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $275,690 | $75,183+266.7% | $123,894+122.5% | $55,167+399.7% |
| Participation rate | 97.8% | 72.8%+25.0pp | 81.4%+16.4pp | 69.0%+28.8pp |
| Annual return | 12.66% | 19.01%-6.4pp | 47.52%-34.9pp | 169.23%-156.6pp |
| Employer contribution / active EE | $13,391 | $2,823+374.3% | $4,617+190.1% | $1,963+582.3% |
| Participant deferral / active EE | $9,266 | $5,084+82.2% | $5,984+54.8% | $3,054+203.4% |
| Admin fee / account holder | $588 | $663-11.2% | $8,357-93.0% | $504+16.7% |