Filed February 5, 2024 (most recent of 8 filings on file)
Total covered: 60 employees
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $318,979 |
LOCKTON INVESTMENT ADVISORS, LLC3+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 49 · EIN 20-3247391 | Other Services | $40,171 |
THE BANK OF NEW YORK MELLON3+ years Filed as: PERSHING, LLC Service code 33 · EIN 13-2741729 | Account maintenance fees; Recordkeepi... | $11,730 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $131,382 | $89,274+47.2% | $149,721-12.2% | $77,958+68.5% |
| Participation rate | 97.3% | 87.6%+9.7pp | 87.1%+10.2pp | 71.6%+25.6pp |
| Annual return | 17.78% | 20.36%-2.6pp | 1501.67%-1483.9pp | 20.87%-3.1pp |
| Employer contribution / active EE | $5,761 | $3,727+54.6% | $5,444+5.8% | $2,310+149.3% |
| Participant deferral / active EE | $8,424 | $5,382+56.5% | $6,568+28.2% | $3,537+138.2% |
| Admin fee / account holder | $50 | $240-79.1% | $11,282-99.6% | $97-48.5% |