Filed February 5, 2024 (most recent of 8 filings on file)
Total covered: 60 employees
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| Provider | Service type | Compensation |
|---|---|---|
LOCKTON INVESTMENT ADVISORS, LLC2+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 49 · EIN 20-3247391 | Other Services | $40,921 |
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $40,640 |
Service code 27 · EIN 20-8874282 | Advisory (Plan) | $16,500 |
WITHUMSMITH+BROWN, PC1 year Filed as: RUBIN BROWN LLP Service code 10 · EIN 43-0765316 | Accounting | $12,600 |
THE BANK OF NEW YORK MELLON2+ years Filed as: PERSHING, LLC Service code 33 · EIN 13-2741729 | Securities brokerage; Account mainten... | $8,484 |
UTZ AND LATTAN2+ years Filed as: UTZ & LATTAN, LLC Service code 29 · EIN 20-1962620 | Legal | $3,002 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $116,280 | $80,354+44.7% | $133,975-13.2% | $63,975+81.8% |
| Participation rate | 97.4% | 87.5%+9.8pp | 87.1%+10.3pp | 71.1%+26.2pp |
| Annual return | 11.17% | 13.11%-1.9pp | 29.29%-18.1pp | 48.65%-37.5pp |
| Employer contribution / active EE | $5,651 | $3,503+61.3% | $5,211+8.4% | $2,182+159.0% |
| Participant deferral / active EE | $8,106 | $5,239+54.7% | $6,282+29.0% | $3,356+141.5% |
| Admin fee / account holder | $9 | $69-87.1% | $9,324-99.9% | $70-87.3% |