Filed January 5, 2009 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 06-1050034 | Contract Administrator | $113,728 |
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 27 · EIN 20-8764829 | Advisory (Plan) | $80,000 |
OGLETREE DEAKINS7 years Service code 29 · EIN 57-1044820 | Legal | $36,114 |
AUDIT AND TAX SOLUTIONS3 years Filed as: AUDIT & TAX SOLUTIONS CPA INC Service code 10 · EIN 94-3211753 | Accounting | $20,250 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MANAGEMENT, Service code 27 · EIN 36-3297908 | Advisory (Plan) | $6,015 |
Filed as: PRUDENTIAL INVESTMENT MANAGEMENT SE Service code 63 · EIN 13-4122960 | 12b-1 Fees | $3,111 |
NATIONAL FINANCIAL SERVICES3 years Filed as: NATIONAL FINANCIAL SERVICES, LLC Service code 15 · EIN 04-3523567 | Recordkeeping | $0 |
Filed as: PRUDENTIAL INSURANCE CO Service code 99 · EIN 22-1211670 | Other Fees | $0 |
Filed as: PRUDENTIAL TRUST CO Service code 52 · EIN 23-6994310 | Indirect Investment Fees | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,106 | $41,203-36.6% | $61,629-57.6% | $89,433-70.8% |
| Participation rate | 85.7% | 35.4%+50.4pp | 52.6%+33.1pp | 71.3%+14.4pp |
| Annual return | -15.36% | -14.63%-0.7pp | 339.09%-354.5pp | -11.88%-3.5pp |
| Employer contribution / active EE | $336 | $603-44.2% | $1,160-71.0% | $3,021-88.9% |
| Participant deferral / active EE | $2,273 | $1,367+66.3% | $2,124+7.0% | $5,125-55.6% |
| Admin fee / account holder | $17 | $74-77.0% | $2,132-99.2% | $79-78.6% |