Filed January 5, 2009 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: VOYA INSTITUTIONAL PLAN SERVICES Service code 37 · EIN 04-3516284 | Loan Processing | $629,444 |
Filed as: VOYA RETIREMENT ADVISORS Service code 26 · EIN 22-1862786 | Advisory (Participants) | $196,126 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: GRAYSTONE CONSULTING Service code 27 · EIN 26-4310632 | Advisory (Plan) | $68,664 |
OGLETREE DEAKINS4+ years Filed as: OGLETREE, DEAKINS, NA Service code 29 · EIN 57-1044820 | Legal | $3,548 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,936 | $37,383-33.3% | $71,089-64.9% | $73,367-66.0% |
| Participation rate | 76.7% | 33.8%+42.8pp | 54.6%+22.0pp | 69.5%+7.2pp |
| Annual return | -4.18% | 0.47%-4.7pp | 650.65%-654.8pp | 173.45%-177.6pp |
| Employer contribution / active EE | $223 | $490-54.5% | $1,088-79.5% | $2,499-91.1% |
| Participant deferral / active EE | $1,457 | $1,117+30.5% | $1,873-22.2% | $4,033-63.9% |
| Admin fee / account holder | $55 | $75-26.3% | $3,082-98.2% | $68-19.6% |