Filed October 31, 2016 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 06-1050034 | Contract Administrator | $61,243 |
LPL FINANCIAL2+ years Filed as: LPL FINANCIAL LLC-RPLP Service code 27 · EIN 95-2834236 | Advisory (Plan) | $55,523 |
VALENTINE CPA3+ years Service code 10 · EIN 84-1384179 | Accounting | $5,000 |
Filed as: PRUDENTIAL INVESTMENT MANAGEMENT Service code 33 · EIN 13-4122960 | Securities brokerage commissions and ... | $1,650 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $267,744 | $102,514+161.2% | $97,995+173.2% | $62,292+329.8% |
| Participation rate | 99.4% | 79.5%+19.9pp | 82.4%+17.0pp | 69.5%+29.9pp |
| Annual return | 13.37% | 32.43%-19.1pp | 23.94%-10.6pp | 28.90%-15.5pp |
| Employer contribution / active EE | $6,142 | $3,689+66.5% | $4,158+47.7% | $2,042+200.7% |
| Participant deferral / active EE | $11,462 | $5,308+116.0% | $5,097+124.9% | $3,169+261.7% |
| Admin fee / account holder | $590 | $378+55.8% | $5,943-90.1% | $479+23.0% |