Filed October 31, 2016 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 06-1050034 | Contract Administrator | $56,091 |
LPL FINANCIAL1+ years Filed as: LPL FINANCIAL LLC-RPLP Service code 27 · EIN 95-2834236 | Advisory (Plan) | $26,160 |
VALENTINE CPA2+ years Service code 10 · EIN 84-1384179 | Accounting | $5,000 |
Filed as: AMEGY INVESTMENTS INC Service code 33 · EIN 68-0491185 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $238,394 | $91,051+161.8% | $88,497+169.4% | $55,167+332.1% |
| Participation rate | 100.0% | 79.5%+20.5pp | 82.4%+17.6pp | 69.0%+31.0pp |
| Annual return | 9.07% | 9.63%-0.6pp | 7.63%+1.4pp | 169.23%-160.2pp |
| Employer contribution / active EE | $6,464 | $3,430+88.4% | $4,036+60.1% | $1,963+229.3% |
| Participant deferral / active EE | $12,033 | $4,954+142.9% | $4,899+145.6% | $3,054+294.0% |
| Admin fee / account holder | $414 | $539-23.1% | $6,220-93.3% | $504-17.9% |