Filed October 18, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $483,537 |
SOLTIS INVESTMENT ADVISORS6 years Service code 28 · EIN 87-0506413 | Investment Management | $45,000 |
TANNER LLC9+ years Service code 10 · EIN 20-2253063 | Accounting | $32,288 |
CIOVACCO CAPITAL MANAGEMENT3 years Service code 26 · EIN 58-2490379 | Advisory (Participants) | $18,054 |
ELITE WEALTH MANAGEMENT LLC4 years Service code 26 · EIN 84-4503484 | Advisory (Participants) | $15,168 |
Service code 26 · EIN 38-2340348 | Advisory (Participants) | $10,873 |
FISHER INVESTMENTS2 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $10,257 |
CHARLES SCHWAB & CO., INC.4 years Service code 33 · EIN 94-1479833 | Other investment fees and expenses; S... | $10,158 |
Filed as: ENVESTNET ASSET MANAGEMENT INC Service code 26 · EIN 36-4319587 | Advisory (Participants) | $8,962 |
TOWNSQUARE CAPITAL LLC3 years Service code 26 · EIN 82-1306760 | Advisory (Participants) | $8,478 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $99,663 | $119,999-16.9% | $70,589+41.2% | $96,393+3.4% |
| Participation rate | 57.6% | 66.2%-8.6pp | 68.4%-10.8pp | 71.3%-13.7pp |
| Annual return | 21.98% | 20.36%+1.6pp | 32.80%-10.8pp | 22.88%-0.9pp |
| Employer contribution / active EE | $4,214 | $4,602-8.4% | $2,977+41.5% | $3,239+30.1% |
| Participant deferral / active EE | $4,997 | $4,604+8.5% | $4,569+9.4% | $5,455-8.4% |
| Admin fee / account holder | $56 | $95-41.3% | $6,430-99.1% | $74-24.8% |