Filed October 18, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $161,857 |
SOLTIS INVESTMENT ADVISORS3 years Service code 28 · EIN 87-0506413 | Investment Management | $33,750 |
TANNER LLC6+ years Service code 10 · EIN 20-2253063 | Accounting | $24,052 |
Service code 26 · EIN 84-4503484 | Advisory (Participants) | $6,822 |
Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $2,799 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,861 | $123,048-27.0% | $81,988+9.6% | $106,273-15.4% |
| Participation rate | 68.7% | 65.1%+3.6pp | 69.3%-0.6pp | 70.8%-2.1pp |
| Annual return | 17.34% | 14.83%+2.5pp | 41.32%-24.0pp | 21.70%-4.4pp |
| Employer contribution / active EE | $2,800 | $3,893-28.1% | $2,499+12.1% | $2,722+2.9% |
| Participant deferral / active EE | $3,546 | $4,168-14.9% | $3,723-4.8% | $4,601-22.9% |
| Admin fee / account holder | $44 | $116-62.5% | $5,666-99.2% | $78-44.3% |