Filed October 18, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $488,923 |
SOLTIS INVESTMENT ADVISORS5 years Service code 28 · EIN 87-0506413 | Investment Management | $45,000 |
TANNER LLC8+ years Service code 10 · EIN 20-2253063 | Accounting | $28,650 |
CIOVACCO CAPITAL MANAGEMENT2 years Service code 26 · EIN 58-2490379 | Advisory (Participants) | $18,645 |
ELITE WEALTH MANAGEMENT LLC3 years Service code 26 · EIN 84-4503484 | Advisory (Participants) | $14,528 |
CHARLES SCHWAB & CO., INC.3 years Service code 33 · EIN 94-1737782 | Securities brokerage; Shareholder ser... | $11,597 |
Service code 26 · EIN 38-2340348 | Advisory (Participants) | $9,018 |
TOWNSQUARE CAPITAL LLC2 years Service code 26 · EIN 82-1306760 | Advisory (Participants) | $8,541 |
Service code 26 · EIN 27-4826969 | Advisory (Participants) | $6,017 |
FISHER INVESTMENTS1 year Service code 26 · EIN 20-2480800 | Advisory (Participants) | $5,430 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,220 | $96,461-16.8% | $68,815+16.6% | $89,433-10.3% |
| Participation rate | 57.4% | 64.2%-6.8pp | 69.0%-11.6pp | 71.3%-13.8pp |
| Annual return | -19.49% | -13.05%-6.4pp | -6.37%-13.1pp | -11.88%-7.6pp |
| Employer contribution / active EE | $3,259 | $3,671-11.2% | $2,656+22.7% | $3,021+7.9% |
| Participant deferral / active EE | $4,496 | $4,123+9.0% | $3,943+14.0% | $5,125-12.3% |
| Admin fee / account holder | $54 | $102-47.1% | $4,936-98.9% | $79-32.1% |