Filed October 18, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $507,665 |
SOLTIS INVESTMENT ADVISORS4 years Service code 28 · EIN 87-0506413 | Investment Management | $45,000 |
TANNER LLC7+ years Service code 10 · EIN 20-2253063 | Accounting | $24,033 |
ELITE WEALTH MANAGEMENT LLC2 years Service code 26 · EIN 84-4503484 | Advisory (Participants) | $15,505 |
Service code 26 · EIN 58-2490379 | Advisory (Participants) | $15,153 |
TOWNSQUARE CAPITAL LLC1 year Service code 26 · EIN 82-1306760 | Advisory (Participants) | $8,900 |
Service code 26 · EIN 38-2340348 | Advisory (Participants) | $5,732 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $5,224 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $98,257 | $130,338-24.6% | $85,708+14.6% | $106,520-7.8% |
| Participation rate | 61.3% | 64.6%-3.3pp | 69.9%-8.6pp | 71.3%-10.0pp |
| Annual return | 14.86% | 14.40%+0.5pp | 21.49%-6.6pp | 19.28%-4.4pp |
| Employer contribution / active EE | $2,541 | $3,864-34.3% | $2,618-3.0% | $2,840-10.6% |
| Participant deferral / active EE | $3,712 | $4,160-10.8% | $3,922-5.4% | $4,948-25.0% |
| Admin fee / account holder | $51 | $114-54.8% | $6,876-99.3% | $75-31.0% |