Filed February 7, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 06-1050034 | Contract Administrator | $308,104 |
LPL FINANCIAL2 years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 95-2834236 | Advisory (Plan) | $129,320 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $179,310 | $86,225+108.0% | $146,665+22.3% | $86,799+106.6% |
| Participation rate | 94.6% | 78.0%+16.6pp | 80.1%+14.5pp | 72.3%+22.3pp |
| Annual return | 11.97% | 31.23%-19.3pp | 22.74%-10.8pp | 97.91%-85.9pp |
| Employer contribution / active EE | $3,333 | $2,392+39.3% | $4,136-19.4% | $2,405+38.6% |
| Participant deferral / active EE | $6,001 | $4,245+41.4% | $5,506+9.0% | $4,131+45.3% |
| Admin fee / account holder | $538 | $195+175.7% | $10,280-94.8% | $170+217.6% |