Filed February 7, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 06-1050034 | Contract Administrator | $224,928 |
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 27 · EIN 95-2834236 | Advisory (Plan) | $118,498 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $177,957 | $78,419+126.9% | $133,982+32.8% | $73,415+142.4% |
| Participation rate | 97.6% | 78.6%+19.0pp | 79.8%+17.8pp | 72.2%+25.4pp |
| Annual return | 18.05% | 33.35%-15.3pp | 45.10%-27.0pp | 59.30%-41.2pp |
| Employer contribution / active EE | $3,101 | $2,044+51.7% | $3,919-20.9% | $2,234+38.8% |
| Participant deferral / active EE | $6,608 | $3,925+68.4% | $5,047+30.9% | $3,806+73.6% |
| Admin fee / account holder | $440 | $161+172.5% | $8,930-95.1% | $158+178.4% |