Filed September 5, 2025 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $188,302 |
MERCER3 years Filed as: MERCER (US), INC. Service code 15 · EIN 13-2834414 | Recordkeeping | $27,981 |
MERCER1 year Filed as: MERCER INVESTMENT MANAGEMENT, INC. Service code 15 · EIN 30-0282430 | Recordkeeping | $14,231 |
ASCENSUS LLC5 years Filed as: RETIREMENT MANAGEMENT SERVICES, LLC Service code 15 · EIN 31-1560462 | Recordkeeping | $11,830 |
CARON & BLETZER, PLLC5 years Service code 15 · EIN 04-3499945 | Recordkeeping | $11,200 |
ADP BROKER-DEALER8+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $106,986 | $72,303+48.0% | $86,717+23.4% | $64,829+65.0% |
| Participation rate | 96.9% | 80.4%+16.5pp | 76.6%+20.3pp | 71.5%+25.4pp |
| Annual return | -18.02% | 392.77%-410.8pp | 35.97%-54.0pp | 32.85%-50.9pp |
| Employer contribution / active EE | $4,819 | $2,393+101.4% | $2,837+69.9% | $2,507+92.2% |
| Participant deferral / active EE | $8,794 | $4,660+88.7% | $4,657+88.8% | $4,312+104.0% |
| Admin fee / account holder | $138 | $174-20.7% | $7,494-98.2% | $188-26.6% |