Filed September 5, 2025 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER2 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $173,921 |
MERCER2 years Filed as: MERCER (US), INC. Service code 15 · EIN 13-2834414 | Recordkeeping | $48,583 |
CARON & BLETZER, PLLC4 years Service code 15 · EIN 04-3499945 | Recordkeeping | $10,500 |
ADP BROKER-DEALER7+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $134,770 | $185,342-27.3% | $111,319+21.1% | $86,828+55.2% |
| Participation rate | 97.0% | 81.0%+16.0pp | 77.3%+19.7pp | 72.3%+24.7pp |
| Annual return | 18.47% | 500.80%-482.3pp | 54.68%-36.2pp | 97.95%-79.5pp |
| Employer contribution / active EE | $4,190 | $2,246+86.6% | $2,732+53.4% | $2,406+74.1% |
| Participant deferral / active EE | $7,157 | $4,458+60.5% | $4,488+59.5% | $4,132+73.2% |
| Admin fee / account holder | $126 | $255-50.5% | $7,966-98.4% | $170-25.4% |