Filed September 5, 2025 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $156,877 |
MERCER1 year Filed as: MERCER (US), INC. Service code 15 · EIN 13-2834414 | Recordkeeping | $38,500 |
CARON & BLETZER, PLLC3 years Service code 15 · EIN 04-3499945 | Recordkeeping | $10,200 |
ADP BROKER-DEALER6+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $125,455 | $79,519+57.8% | $95,968+30.7% | $73,415+70.9% |
| Participation rate | 98.0% | 81.2%+16.8pp | 77.1%+20.9pp | 72.2%+25.8pp |
| Annual return | 20.18% | 19.20%+1.0pp | 91.65%-71.5pp | 59.30%-39.1pp |
| Employer contribution / active EE | $4,644 | $2,048+126.8% | $2,542+82.7% | $2,234+107.9% |
| Participant deferral / active EE | $7,757 | $4,138+87.4% | $4,167+86.2% | $3,806+103.8% |
| Admin fee / account holder | $122 | $184-33.7% | $6,798-98.2% | $158-22.7% |