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| Provider | Service type | Compensation |
|---|---|---|
BAUER CAPTAIN AND JOHNSON2+ years Filed as: BAUER CAPTAIN & JOHNSON Service code 27 · EIN 86-0814757 6720 N SCOTTSDALE RD · SCOTTSDALE, AZ 85253 | Advisory (Plan) | $38,825 |
CANYON VIEW MEDICAL GROUP LC2+ years Service code 35 · EIN 84-1367175 325 W CENTER STREET · SPANISH FORK, UT 84660 | Employee (plan sponsor) | $11,837 |
HCS RETIREMENT SERVICES, LLC2+ years Filed as: HCS RETIREMENT SERVICES Service code 15 · EIN 20-1684241 1095 S 800 E · OREM, UT 84097 | Recordkeeping | $5,148 |
Filed as: TRANSAMERICA RETIREMENT Service code 15 · EIN 31-1281022 | Recordkeeping | $3,550 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $110,823 | $46,732+137.1% | $156,551-29.2% | $55,167+100.9% |
| Participation rate | 97.8% | 65.8%+32.0pp | 84.0%+13.7pp | 69.0%+28.8pp |
| Annual return | 9.78% | 17.72%-7.9pp | 32.23%-22.4pp | 169.23%-159.5pp |
| Employer contribution / active EE | $6,514 | $2,105+209.4% | $5,501+18.4% | $1,963+231.9% |
| Participant deferral / active EE | $3,939 | $2,204+78.7% | $4,871-19.1% | $3,054+29.0% |
| Admin fee / account holder | $399 | $418-4.5% | $13,028-96.9% | $504-20.7% |