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| Provider | Service type | Compensation |
|---|---|---|
TREK FINANCIAL LLC1 year Service code 99 · EIN 82-3738447 | Other Fees | $47,836 |
Service code 99 · EIN 68-0567456 6720 N SCOTTSDALE RD · SCOTTSDALE, AZ 85253 | Other Fees | $18,558 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $128,770 | $61,356+109.9% | $149,696-14.0% | $71,511+80.1% |
| Participation rate | 98.9% | 62.5%+36.3pp | 78.8%+20.1pp | 67.9%+30.9pp |
| Annual return | 17.35% | 35.86%-18.5pp | 134.46%-117.1pp | 28.86%-11.5pp |
| Employer contribution / active EE | $6,010 | $2,382+152.4% | $4,821+24.7% | $2,589+132.1% |
| Participant deferral / active EE | $4,908 | $2,920+68.1% | $5,682-13.6% | $4,291+14.4% |
| Admin fee / account holder | $443 | $1,263-64.9% | $13,212-96.6% | $1,588-72.1% |