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| Provider | Service type | Compensation |
|---|---|---|
BAUER CAPTAIN AND JOHNSON4+ years Filed as: BAUER CAPTAIN & JOHNSON Service code 27 · EIN 86-0814757 6720 N SCOTTSDALE RD · SCOTTSDALE, AZ 85253 | Advisory (Plan) | $49,811 |
Filed as: TRANSAMERICA RETIREMENT Service code 15 · EIN 31-1281022 | Recordkeeping | $28,301 |
Service code 27 · EIN 86-0588303 | Advisory (Plan) | $25,756 |
Filed as: TRUSTED INVESTMENT ADVISOR GROUP Service code 27 · EIN 68-0567456 | Advisory (Plan) | $9,962 |
ASCENSUS LLC1 year Filed as: DWC ERISA CONSULTANTS Service code 16 · EIN 26-2091417 | Consulting | $600 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $96,219 | $47,977+100.6% | $154,108-37.6% | $56,289+70.9% |
| Participation rate | 100.0% | 66.2%+33.8pp | 83.0%+17.0pp | 69.9%+30.1pp |
| Annual return | -7.02% | 3.54%-10.6pp | 735.21%-742.2pp | -9.96%+2.9pp |
| Employer contribution / active EE | $6,083 | $2,169+180.5% | $5,298+14.8% | $2,111+188.1% |
| Participant deferral / active EE | $4,048 | $2,392+69.2% | $5,081-20.3% | $3,350+20.8% |
| Admin fee / account holder | $582 | $438+32.9% | $13,411-95.7% | $521+11.8% |