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| Provider | Service type | Compensation |
|---|---|---|
LOCKTON INVESTMENT ADVISORS, LLC4+ years Service code 27 444 W 47TH STREET SUITE 900 · KANSAS CITY, MO 641121906 | Advisory (Plan) | $64,644 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $36,822 |
EKS&H LLLP2 years Service code 10 8181 E TUFFS AVE STE 600 · DENVER, CO 80237 | Accounting | $15,100 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $9,660 |
BRYAN CAVE LLP1 year Service code 29 PO BOX 503089 · ST. LOUIS, MO 631503089 | Legal | $4,580 |
TD AMERITRADE, INC.4+ years Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $980 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,035 | $65,118+2.9% | $76,768-12.7% | $55,725+20.3% |
| Participation rate | 94.5% | 79.6%+14.9pp | 77.0%+17.6pp | 70.9%+23.7pp |
| Annual return | -7.07% | -1.27%-5.8pp | 2.43%-9.5pp | 244.93%-252.0pp |
| Employer contribution / active EE | $1,894 | $1,941-2.4% | $2,485-23.8% | $2,078-8.9% |
| Participant deferral / active EE | $7,422 | $3,688+101.3% | $3,852+92.7% | $3,356+121.2% |
| Admin fee / account holder | $281 | $116+142.5% | $6,675-95.8% | $115+144.0% |