Filed October 26, 2018 (most recent of 4 filings on file)
Total covered: 12 employees
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $391,730 |
GOLDMAN SACHS9+ years Service code 26 · EIN 13-4019460 | Advisory (Participants) | $272,031 |
BAIRD FUNDS2 years Filed as: ROBERT W BAIRD CO INCORPORAT Service code 28 · EIN 39-6037917 | Investment Management | $95,000 |
THE BANK OF NEW YORK MELLON3 years Filed as: BNY MELLON Service code 26 · EIN 13-5160382 | Advisory (Participants) | $54,462 |
BDO USA, LLP3 years Filed as: BDO USA LLP Service code 10 · EIN 13-5381590 | Accounting | $42,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $98,016 | $104,631-6.3% | $98,462-0.5% | $80,187+22.2% |
| Participation rate | 98.5% | 87.5%+11.0pp | 75.2%+23.3pp | 72.9%+25.6pp |
| Annual return | 15.28% | 34.72%-19.4pp | 21.20%-5.9pp | 40.40%-25.1pp |
| Employer contribution / active EE | $3,961 | $4,517-12.3% | $3,049+29.9% | $2,980+33.0% |
| Participant deferral / active EE | $5,594 | $6,545-14.5% | $4,738+18.1% | $5,016+11.5% |
| Admin fee / account holder | $123 | $105+17.3% | $8,875-98.6% | $145-15.2% |