Filed October 26, 2018 (most recent of 4 filings on file)
Total covered: 12 employees
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.7+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $355,374 |
GOLDMAN SACHS7+ years Service code 26 · EIN 13-4019460 | Advisory (Participants) | $258,734 |
BUCK GLOBAL, LLC3 years Filed as: BUCK CONSULTANTS LLC Service code 28 · EIN 13-3954297 | Investment Management | $47,000 |
BDO USA, LLP1 year Filed as: BDO USA LLP Service code 10 · EIN 13-5381590 | Accounting | $37,500 |
Filed as: BNY MELLON Service code 26 · EIN 13-5160382 | Advisory (Participants) | $27,355 |
Filed as: BAIRD Service code 27 · EIN 39-6037917 | Advisory (Plan) | $23,750 |
Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $111,381 | $114,195-2.5% | $106,554+4.5% | $93,010+19.8% |
| Participation rate | 98.9% | 86.4%+12.5pp | 76.1%+22.7pp | 73.9%+25.0pp |
| Annual return | 14.14% | 22.18%-8.0pp | 26.80%-12.7pp | 158.70%-144.6pp |
| Employer contribution / active EE | $3,811 | $4,009-4.9% | $2,819+35.2% | $2,705+40.9% |
| Participant deferral / active EE | $5,631 | $5,908-4.7% | $4,398+28.0% | $4,561+23.5% |
| Admin fee / account holder | $107 | $105+2.5% | $7,408-98.6% | $152-29.2% |