Filed October 22, 2020 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $14,946 |
Filed as: RAYMOND JAMES & ASSOCIATES INC. Service code 55 ATTN CONSULTING · ST. PETERSBURG, FL 33716 | Other Commissions | $14,594 |
STIFEL NICOLAUS & CO INC7+ years Service code 55 501 N BROADWAY · ST LOUIS, MO 63102 | Other Commissions | $7,291 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $2,703 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,905 | $46,292-37.6% | $143,757-79.9% | $64,808-55.4% |
| Participation rate | 65.5% | 64.2%+1.3pp | 80.3%-14.8pp | 71.5%-5.9pp |
| Annual return | -12.93% | -10.05%-2.9pp | -0.04%-12.9pp | 32.82%-45.8pp |
| Employer contribution / active EE | $2,297 | $1,910+20.3% | $4,951-53.6% | $2,506-8.3% |
| Participant deferral / active EE | $3,345 | $2,646+26.4% | $5,637-40.7% | $4,310-22.4% |
| Admin fee / account holder | $52 | $154-66.3% | $14,673-99.6% | $188-72.4% |