Filed October 22, 2020 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC5+ years Service code 55 501 N BROADWAY · ST LOUIS, MO 63102 | Other Commissions | $15,560 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $6,434 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $2,400 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,136 | $52,293-48.1% | $178,490-84.8% | $73,409-63.0% |
| Participation rate | 67.4% | 65.3%+2.0pp | 81.9%-14.5pp | 72.2%-4.8pp |
| Annual return | 3.10% | 34.75%-31.6pp | 151.07%-148.0pp | 59.29%-56.2pp |
| Employer contribution / active EE | $1,891 | $1,735+9.0% | $5,011-62.3% | $2,234-15.3% |
| Participant deferral / active EE | $2,700 | $2,332+15.7% | $5,202-48.1% | $3,805-29.1% |
| Admin fee / account holder | $31 | $127-75.9% | $13,984-99.8% | $158-80.6% |