Filed October 22, 2020 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC6+ years Service code 55 501 N BROADWAY · ST LOUIS, MO 63102 | Other Commissions | $18,317 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $10,157 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $2,150 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,916 | $56,485-38.2% | $185,823-81.2% | $86,799-59.8% |
| Participation rate | 65.2% | 65.5%-0.3pp | 81.7%-16.5pp | 72.3%-7.1pp |
| Annual return | 32.12% | 118.04%-85.9pp | 122.05%-89.9pp | 97.91%-65.8pp |
| Employer contribution / active EE | $2,288 | $1,843+24.1% | $5,167-55.7% | $2,405-4.9% |
| Participant deferral / active EE | $2,948 | $2,553+15.5% | $5,568-47.0% | $4,131-28.6% |
| Admin fee / account holder | $40 | $150-73.5% | $16,237-99.8% | $170-76.6% |