Filed October 22, 2020 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC4+ years Service code 55 501 N BROADWAY · ST LOUIS, MO 63102 | Other Commissions | $13,831 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $3,068 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $2,300 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,894 | $52,953-41.7% | $172,739-82.1% | $65,185-52.6% |
| Participation rate | 71.7% | 66.2%+5.5pp | 82.6%-10.9pp | 70.2%+1.5pp |
| Annual return | 6.06% | 30.12%-24.1pp | 802.84%-796.8pp | 29.38%-23.3pp |
| Employer contribution / active EE | $2,219 | $2,190+1.3% | $5,143-56.9% | $2,177+1.9% |
| Participant deferral / active EE | $3,273 | $2,471+32.5% | $5,198-37.0% | $3,514-6.9% |
| Admin fee / account holder | $21 | $472-95.5% | $13,954-99.8% | $847-97.5% |