Filed February 9, 2023
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Direc... | $81,295 |
LOCKTON INVESTMENT ADVISORS, LLC6+ years Filed as: LOCKTON INVESTMENT ADVISORS Service code 16 · EIN 20-8874282 | Consulting | $80,596 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $161,788 | $104,336+55.1% | $159,495+1.4% | $86,828+86.3% |
| Participation rate | 97.8% | 77.7%+20.0pp | 82.8%+14.9pp | 72.3%+25.5pp |
| Annual return | 23.57% | 26.32%-2.7pp | 263.72%-240.1pp | 97.95%-74.4pp |
| Employer contribution / active EE | $3,711 | $3,451+7.5% | $4,831-23.2% | $2,406+54.2% |
| Participant deferral / active EE | $7,895 | $6,837+15.5% | $7,354+7.4% | $4,132+91.1% |
| Admin fee / account holder | $256 | $172+48.5% | $10,804-97.6% | $170+50.8% |