Filed February 9, 2023
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Recordkeeping and... | $65,780 |
LOCKTON INVESTMENT ADVISORS, LLC4+ years Filed as: LOCKTON INVESTMENT ADVISORS Service code 16 · EIN 20-8874282 | Consulting | $61,592 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $124,580 | $88,122+41.4% | $141,200-11.8% | $67,584+84.3% |
| Participation rate | 100.0% | 76.5%+23.5pp | 82.5%+17.5pp | 71.3%+28.7pp |
| Annual return | 3.87% | 75.40%-71.5pp | 71.41%-67.5pp | 378.59%-374.7pp |
| Employer contribution / active EE | $5,676 | $3,224+76.0% | $4,736+19.8% | $2,148+164.3% |
| Participant deferral / active EE | $8,172 | $5,958+37.2% | $6,710+21.8% | $3,540+130.9% |
| Admin fee / account holder | $208 | $131+59.3% | $10,265-98.0% | $142+46.5% |