Filed February 9, 2023
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Shareholder se... | $70,182 |
LOCKTON INVESTMENT ADVISORS, LLC5+ years Filed as: LOCKTON INVESTMENT ADVISORS Service code 16 · EIN 20-8874282 | Consulting | $68,507 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $139,586 | $100,801+38.5% | $149,751-6.8% | $73,415+90.1% |
| Participation rate | 99.4% | 77.7%+21.7pp | 82.5%+16.9pp | 72.2%+27.2pp |
| Annual return | 10.74% | 265.34%-254.6pp | 276.71%-266.0pp | 59.30%-48.6pp |
| Employer contribution / active EE | $6,128 | $3,312+85.0% | $4,646+31.9% | $2,234+174.3% |
| Participant deferral / active EE | $8,613 | $6,404+34.5% | $6,843+25.9% | $3,806+126.3% |
| Admin fee / account holder | $224 | $181+23.7% | $9,312-97.6% | $158+41.7% |