| Provider | Service type | Compensation |
|---|---|---|
Filed as: TCW INVESTMENT MANAGEMENT CO Service code 28 FILE 56439 · LOS ANGELES, CA 900746439 | Investment Management | $100,131 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY Service code 33 1248 O STREET · LINCOLN, NE 685081499 | Securities brokerage | $87,658 |
HILLTOP NATIONAL BANK1+ years Service code 15 300 COUNTRY CLUB ROAD · CASPER, WY 82609 | Recordkeeping | $80,866 |
KENNEDY CAPITAL MANAGEMENT1+ years Filed as: KENNEDY ASSET MANAGEMENT Service code 28 FIVE RESOURCE SQUARE, SUITE 400 · CHARLOTTE, NC 28262 | Investment Management | $61,225 |
Service code 28 1330 AVENUE OF THE AMERICAS · NEW YORK, NY 10019 | Investment Management | $60,764 |
CAMBIAR INVESTORS LLC1+ years Service code 28 2401 EAST 2ND AVENUE · DENVER, CO 80206 | Investment Management | $51,358 |
MANNING & NAPIER1+ years Filed as: MANNING & NAPIER ADVISORS Service code 28 PO BOX 925 · FAIRPORT, NY 14450 | Investment Management | $32,654 |
INDEPENDENT FINANCIAL PARTNERS1+ years Filed as: CORNERSTONE INVESTMENT PARTNERS LLC Service code 28 3438 PEACHTREE RD NE · ATLANTA, GA 30326 | Investment Management | $31,103 |
BECKER CAPITAL MANAGEMENT1+ years Service code 28 1211 SW 5TH AVENUE · PORTLAND, OR 97204 | Investment Management | $30,345 |
CONGRESS ASSET MANAGEMENT1+ years Filed as: CONGRESS ASSET MANAGEMENT COMPANY Service code 28 2 SEAPORT LANE · BOSTON, MA 02210 | Investment Management | $28,911 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $90,597 | $65,263+38.8% | $90,223+0.4% | $55,191+64.2% |
| Participation rate | 100.0% | 79.0%+21.0pp | 79.0%+21.0pp | 69.2%+30.8pp |
| Annual return | -1.24% | 2.81%-4.1pp | 1.31%-2.5pp | 10.78%-12.0pp |
| Employer contribution / active EE | $6,510 | $4,153+56.8% | $4,378+48.7% | $1,899+242.8% |
| Participant deferral / active EE | $0 | $5,564-100.0% | $5,792-100.0% | $3,046-100.0% |
| Admin fee / account holder | $341 | $116+193.6% | $7,406-95.4% | $91+275.5% |