| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH Service code 28 370 17TH STREET · DENVER, CO 802025656 | Investment Management | $364,254 |
HILLTOP NATIONAL BANK3+ years Service code 15 300 COUNTRY CLUB ROAD · CASPER, WY 82609 | Recordkeeping | $87,647 |
Filed as: TCW INVESTMENT MANAGEMENT CO Service code 28 FILE 56439 · LOS ANGELES, CA 900746439 | Investment Management | $15,690 |
CONGRESS ASSET MANAGEMENT3+ years Filed as: CONGRESS ASSET MANAGEMENT COMPANY Service code 28 2 SEAPORT LANE · BOSTON, MA 02210 | Investment Management | $7,354 |
GOLDEN CAPITAL MANAGEMENT2 years Filed as: GOLDEN CAPITAL MANAGEMENT, LLC Service code 28 FIVE RESOURCE SQUARE, SUITE 400 · CHARLOTTE, NC 28262 | Investment Management | $4,655 |
MANNING & NAPIER3+ years Filed as: MANNING & NAPIER ADVISORS Service code 28 PO BOX 925 · FAIRPORT, NY 14450 | Investment Management | $2,313 |
CAMBIAR INVESTORS LLC3+ years Service code 28 2401 EAST 2ND AVENUE · DENVER, CO 80206 | Investment Management | -$27 |
Service code 28 1330 AVENUE OF THE AMERICAS · NEW YORK, NY 10019 | Investment Management | -$908 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $107,697 | $72,448+48.7% | $118,746-9.3% | $69,634+54.7% |
| Participation rate | 100.0% | 79.7%+20.3pp | 78.3%+21.7pp | 70.7%+29.3pp |
| Annual return | 10.02% | 19.06%-9.0pp | 24.54%-14.5pp | 27572.26%-27562.2pp |
| Employer contribution / active EE | $7,011 | $3,771+85.9% | $4,193+67.2% | $2,032+245.0% |
| Participant deferral / active EE | $0 | $4,943-100.0% | $5,332-100.0% | $3,224-100.0% |
| Admin fee / account holder | $359 | $99+263.3% | $10,720-96.7% | $110+225.1% |