| Provider | Service type | Compensation |
|---|---|---|
Filed as: TCW INVESTMENT MANAGEMENT CO Service code 28 FILE 56439 · LOS ANGELES, CA 900746439 | Investment Management | $88,008 |
HILLTOP NATIONAL BANK2+ years Service code 15 300 COUNTRY CLUB ROAD · CASPER, WY 82609 | Recordkeeping | $79,022 |
KENNEDY CAPITAL MANAGEMENT2+ years Filed as: KENNEDY ASSET MANAGEMENT Service code 28 P.O. BOX 790379 · ST. LOUIS, MO 63179 | Investment Management | $54,050 |
Service code 28 1330 AVENUE OF THE AMERICAS · NEW YORK, NY 10019 | Investment Management | $52,210 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY Service code 33 1248 O STREET · LINCOLN, NE 685081499 | Securities brokerage | $48,427 |
CAMBIAR INVESTORS LLC2+ years Service code 28 2401 EAST 2ND AVENUE · DENVER, CO 80206 | Investment Management | $41,771 |
CONGRESS ASSET MANAGEMENT2+ years Filed as: CONGRESS ASSET MANAGEMENT COMPANY Service code 28 2 SEAPORT LANE · BOSTON, MA 02210 | Investment Management | $30,140 |
BECKER CAPITAL MANAGEMENT2+ years Service code 28 1211 SW 5TH AVENUE · PORTLAND, OR 97204 | Investment Management | $27,420 |
Filed as: GOLDEN CAPITAL MANAGEMENT, LLC Service code 28 FIVE RESOURCE SQUARE, SUITE 400 · CHARLOTTE, NC 28262 | Investment Management | $19,343 |
MANNING & NAPIER2+ years Filed as: MANNING & NAPIER ADVISORS Service code 28 PO BOX 925 · FAIRPORT, NY 14450 | Investment Management | $14,796 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $99,553 | $66,750+49.1% | $105,754-5.9% | $57,661+72.7% |
| Participation rate | 100.0% | 79.2%+20.8pp | 78.9%+21.1pp | 70.2%+29.8pp |
| Annual return | 6.84% | 10.99%-4.2pp | 12.25%-5.4pp | 5.13%+1.7pp |
| Employer contribution / active EE | $6,854 | $3,766+82.0% | $4,079+68.0% | $1,974+247.2% |
| Participant deferral / active EE | $0 | $4,933-100.0% | $5,326-100.0% | $3,061-100.0% |
| Admin fee / account holder | $309 | $88+252.4% | $8,309-96.3% | $95+227.4% |