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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $103,311 |
CAPFINANCIAL PARTNERS LLC2+ years Filed as: CAPFINANCIAL PARTNERS Service code 28 · EIN 26-0058143 | Investment Management | $26,296 |
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES Service code 28 · EIN 13-2638166 | Investment Management | $26,224 |
BMO HARRIS BANK NA2+ years Filed as: BMO HARRIS BANK, N.A. Service code 19 · EIN 36-2085229 | Securities Custodian | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,975 | $40,113-25.3% | $84,020-64.3% | $77,775-61.5% |
| Participation rate | 86.2% | 62.8%+23.4pp | 69.0%+17.2pp | 73.2%+13.0pp |
| Annual return | 21.30% | 23.27%-2.0pp | 71.31%-50.0pp | 32.58%-11.3pp |
| Employer contribution / active EE | $0 | $847-100.0% | $1,984-100.0% | $2,504-100.0% |
| Participant deferral / active EE | $1,019 | $2,030-49.8% | $3,239-68.5% | $3,966-74.3% |
| Admin fee / account holder | $125 | $92+36.1% | $6,101-98.0% | $100+24.6% |