Filed June 1, 2017
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Sales l... | $865,398 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,922 | $89,497-50.9% | $69,888-37.2% | $78,104-43.8% |
| Participation rate | 98.3% | 79.9%+18.3pp | 70.5%+27.8pp | 74.5%+23.8pp |
| Annual return | -12.66% | -12.39%-0.3pp | 190.87%-203.5pp | 10.90%-23.6pp |
| Employer contribution / active EE | $2,381 | $3,152-24.4% | $2,560-7.0% | $3,128-23.9% |
| Participant deferral / active EE | $3,573 | $4,564-21.7% | $3,849-7.2% | $5,089-29.8% |
| Admin fee / account holder | $81 | $78+4.8% | $6,267-98.7% | $79+3.2% |