Filed June 1, 2017
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $440,022 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,006 | $94,339-53.4% | $75,501-41.7% | $177,276-75.2% |
| Participation rate | 95.5% | 80.3%+15.2pp | 72.4%+23.1pp | 74.8%+20.6pp |
| Annual return | 0.00% | 18.58%-18.6pp | 27.35%-27.4pp | 21.25%-21.3pp |
| Employer contribution / active EE | $876 | $2,982-70.6% | $2,352-62.8% | $2,479-64.7% |
| Participant deferral / active EE | $1,769 | $3,974-55.5% | $3,142-43.7% | $3,881-54.4% |
| Admin fee / account holder | $47 | $53-10.3% | $5,801-99.2% | $154-69.2% |