Filed June 1, 2017
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Recordk... | $756,138 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,414 | $87,358-50.3% | $68,612-36.7% | $68,904-37.0% |
| Participation rate | 98.0% | 80.2%+17.8pp | 72.2%+25.7pp | 74.1%+23.9pp |
| Annual return | -4.00% | -3.98%0pp | -4.63%+0.6pp | 1.07%-5.1pp |
| Employer contribution / active EE | $3,635 | $3,082+17.9% | $2,625+38.5% | $2,540+43.1% |
| Participant deferral / active EE | $3,185 | $4,259-25.2% | $3,311-3.8% | $4,015-20.7% |
| Admin fee / account holder | $80 | $68+18.2% | $5,131-98.4% | $71+11.9% |