Filed June 1, 2017
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $798,912 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,226 | $111,651-51.4% | $86,645-37.4% | $101,555-46.6% |
| Participation rate | 98.5% | 83.2%+15.3pp | 71.7%+26.9pp | 74.5%+24.0pp |
| Annual return | 13.26% | 19.55%-6.3pp | 63.52%-50.3pp | 21.00%-7.7pp |
| Employer contribution / active EE | $2,203 | $3,410-35.4% | $2,496-11.7% | $2,972-25.9% |
| Participant deferral / active EE | $3,484 | $4,831-27.9% | $3,700-5.8% | $4,874-28.5% |
| Admin fee / account holder | $80 | $79+1.2% | $5,830-98.6% | $139-42.6% |