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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4+ years Service code 27 315 DEADERICK ST 5TH FL · NASHVILLE, TN 37238 | Advisory (Plan) | $18,950 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $14,195 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $2,801 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,974 | $60,788-34.2% | $85,709-53.4% | $79,391-49.6% |
| Participation rate | 98.2% | 62.1%+36.1pp | 69.9%+28.3pp | 70.7%+27.5pp |
| Annual return | 14.06% | 16.57%-2.5pp | 21.49%-7.4pp | 116.88%-102.8pp |
| Employer contribution / active EE | $2,279 | $1,664+36.9% | $2,619-13.0% | $2,428-6.1% |
| Participant deferral / active EE | $4,415 | $2,920+51.2% | $3,924+12.5% | $4,046+9.1% |
| Admin fee / account holder | $272 | $439-37.9% | $6,876-96.0% | $627-56.5% |