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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $34,524 |
UBS FINANCIAL SERVICES INC1+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $17,985 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,787 | $42,396-36.8% | $67,313-60.2% | $56,289-52.4% |
| Participation rate | 94.0% | 61.0%+33.0pp | 69.1%+24.9pp | 69.9%+24.1pp |
| Annual return | -7.94% | -36.63%+28.7pp | -4.08%-3.9pp | -9.96%+2.0pp |
| Employer contribution / active EE | $2,370 | $1,414+67.7% | $2,566-7.6% | $2,111+12.3% |
| Participant deferral / active EE | $4,075 | $2,360+72.7% | $3,568+14.2% | $3,350+21.6% |
| Admin fee / account holder | $283 | $510-44.5% | $4,507-93.7% | $521-45.7% |