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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $1,470,559 |
Filed as: PUTNAM INVESTMENTS Service code 15 ONE POST OFFICE SQUARE · BOSTON, MA 02109 | Recordkeeping | $740,846 |
Service code 26 · EIN 27-5348624 | Advisory (Participants) | $15,770 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $14,346 |
STRATOS WEALTH PARTNERS4 years Filed as: STRATOS WEALTH PARTNERS LTD Service code 26 · EIN 27-5273468 | Advisory (Participants) | $11,291 |
BETA WEALTH GROUP INC2 years Service code 26 · EIN 27-1460633 | Advisory (Participants) | $10,456 |
STEEL PEAK WEALTH MGMT LLC6+ years Service code 26 · EIN 46-1173026 | Advisory (Participants) | $7,717 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT SERVICE Service code 26 · EIN 36-2397908 | Advisory (Participants) | $5,764 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $119,279 | $164,350-27.4% | $95,968+24.3% | $106,273+12.2% |
| Participation rate | 91.9% | 90.5%+1.4pp | 77.1%+14.8pp | 70.8%+21.1pp |
| Annual return | 17.16% | 14.56%+2.6pp | 91.65%-74.5pp | 21.70%-4.5pp |
| Employer contribution / active EE | $5,279 | $4,292+23.0% | $2,542+107.7% | $2,722+93.9% |
| Participant deferral / active EE | $8,902 | $7,854+13.3% | $4,167+113.6% | $4,601+93.5% |
| Admin fee / account holder | $39 | $65-40.2% | $6,798-99.4% | $78-50.0% |