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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $1,371,572 |
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $43,305 |
Filed as: PUTNAM INVESTOR SERVICES, INC. Service code 15 ONE POST OFFICE SQUARE · BOSTON, MA 02109 | Recordkeeping | $21,376 |
Service code 26 · EIN 27-5348624 | Advisory (Participants) | $14,967 |
STEEL PEAK WEALTH MGMT LLC5+ years Service code 26 · EIN 46-1173026 | Advisory (Participants) | $7,034 |
BETA WEALTH GROUP INC1 year Service code 26 · EIN 27-1460633 | Advisory (Participants) | $5,119 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $126,095 | $117,238+7.6% | $87,102+44.8% | $82,204+53.4% |
| Participation rate | 95.8% | 87.2%+8.5pp | 76.9%+18.9pp | 73.4%+22.4pp |
| Annual return | 24.10% | 25.80%-1.7pp | 28.19%-4.1pp | 26.31%-2.2pp |
| Employer contribution / active EE | $5,886 | $3,535+66.5% | $2,521+133.4% | $2,707+117.4% |
| Participant deferral / active EE | $9,396 | $5,976+57.2% | $4,048+132.1% | $4,246+121.3% |
| Admin fee / account holder | $46 | $81-43.3% | $7,493-99.4% | $76-39.0% |