Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Recordkeeping fees... | $22,562 |
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 100 OVERLOOK CENTER · PRINCETON, NJ 08540 | Advisory (Plan) | $5,859 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,833 | $64,909-34.0% | $82,312-48.0% | $62,293-31.2% |
| Participation rate | 95.9% | 74.9%+21.0pp | 76.9%+19.0pp | 69.5%+26.4pp |
| Annual return | 15.77% | 21.18%-5.4pp | 25.88%-10.1pp | 28.90%-13.1pp |
| Employer contribution / active EE | $1,288 | $1,676-23.1% | $2,428-47.0% | $2,042-36.9% |
| Participant deferral / active EE | $3,086 | $3,103-0.6% | $3,706-16.7% | $3,169-2.6% |
| Admin fee / account holder | $120 | $440-72.6% | $5,608-97.9% | $479-74.9% |