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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $31,663 |
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 100 OVERLOOK CENTER · PRINCETON, NJ 08540 | Advisory (Plan) | $7,680 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,670 | $60,165-39.1% | $74,184-50.6% | $55,167-33.5% |
| Participation rate | 100.0% | 74.2%+25.8pp | 76.6%+23.4pp | 69.0%+31.0pp |
| Annual return | 7.64% | 10.00%-2.4pp | 17.74%-10.1pp | 169.23%-161.6pp |
| Employer contribution / active EE | $1,325 | $1,600-17.1% | $2,370-44.1% | $1,963-32.5% |
| Participant deferral / active EE | $2,962 | $2,973-0.3% | $3,550-16.5% | $3,054-3.0% |
| Admin fee / account holder | $184 | $419-56.0% | $5,586-96.7% | $504-63.4% |