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| Provider | Service type | Compensation |
|---|---|---|
Service code 51 · EIN 81-4017137 | Investment Mgmt Fees | $100,000 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $61,132 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO INC Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $20,130 |
FISHER INVESTMENTS5+ years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $11,377 |
LINSCOMB & WILLIAMS5+ years Service code 26 · EIN 74-1939813 | Advisory (Participants) | $9,151 |
Filed as: SMARTX ADVISORY SOLUTIONS Service code 26 · EIN 90-0975053 | Advisory (Participants) | $8,455 |
AMERICAN FUNDS1 year Filed as: FORT PITT CAPITAL GROUP LLC Service code 26 · EIN 47-5006020 | Advisory (Participants) | $8,063 |
DINUZZO PRIVATE WEALTH INC3 years Filed as: DINUZZO INDEX ADVISORS INC Service code 26 · EIN 23-2934855 | Advisory (Participants) | $6,578 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $121,397 | $78,226+55.2% | $92,916+30.7% | $82,204+47.7% |
| Participation rate | 98.1% | 82.7%+15.4pp | 76.0%+22.1pp | 73.4%+24.7pp |
| Annual return | 27.81% | 19.33%+8.5pp | 109.45%-81.6pp | 26.31%+1.5pp |
| Employer contribution / active EE | $9,667 | $3,911+147.2% | $3,654+164.6% | $2,707+257.1% |
| Participant deferral / active EE | $8,695 | $3,648+138.3% | $4,238+105.2% | $4,246+104.8% |
| Admin fee / account holder | $20 | $119-82.9% | $5,796-99.6% | $76-73.1% |