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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $53,351 |
Filed as: CHARLES SCHWAB & CO INC Service code 33 · EIN 94-1737782 | Other investment fees and expenses; O... | $19,843 |
FISHER INVESTMENTS4+ years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $17,596 |
LINSCOMB & WILLIAMS4+ years Service code 26 · EIN 74-1939813 | Advisory (Participants) | $8,882 |
RBC GLOBAL ASSET MANAGEMENT3 years Filed as: CITY NATIONAL ROCHDALE LLC Service code 26 · EIN 13-3360819 | Advisory (Participants) | $8,762 |
DINUZZO PRIVATE WEALTH INC2 years Filed as: DINUZZO INDEX ADVISORS INC Service code 26 · EIN 23-2934855 | Advisory (Participants) | $6,163 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $92,724 | $60,396+53.5% | $83,831+10.6% | $75,289+23.2% |
| Participation rate | 97.0% | 80.7%+16.3pp | 76.1%+20.9pp | 72.4%+24.6pp |
| Annual return | -2.55% | 3.84%-6.4pp | 850.99%-853.5pp | -0.04%-2.5pp |
| Employer contribution / active EE | $9,041 | $3,343+170.4% | $3,631+149.0% | $2,405+275.9% |
| Participant deferral / active EE | $7,757 | $2,922+165.5% | $4,082+90.0% | $3,739+107.5% |
| Admin fee / account holder | $20 | $141-85.8% | $5,479-99.6% | $102-80.4% |